Wells notice

NFT Marketplace OpenSea Gets Wells Notice From SEC
NFT Marketplace OpenSea Gets Wells Notice From SEC
August 28, 2024  |  NFTs

Cryptocurrency marketplace OpenSea could be the target of a regulatory investigation. Devin Finzer, the company’s CEO, posted on social platform X Wednesday (Aug. 28) that...

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Robinhood CEO Says Company Responded to SEC Wells Notice
Robinhood CEO Says Company Responded to SEC Wells Notice
August 08, 2024  |  Cryptocurrency

Robinhood Markets reportedly submitted a response to a Securities and Exchange Commission (SEC) Wells Notice that it received in May, which warned the company of...

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Robinhood Crypto Target of Potential SEC Enforcement
Robinhood Crypto Target of Potential SEC Enforcement
May 06, 2024  |  Cryptocurrency

Robinhood’s cryptocurrency business could become the target of regulatory action. The trading platform said Monday (May 6) that it received a Wells Notice from the U.S. Securities and Exchange...

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Coinbase Says It’s Ready for Litigation With SEC, but Prefers Dialogue
Coinbase Says It’s Ready for Litigation With SEC, but Prefers Dialogue
April 27, 2023  |  Cryptocurrency

Coinbase said it is committed to working with regulators to make the crypto industry “safe and trusted.” This statement was part of a written submission...

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Coinbase Becomes Second Crypto Firm to Receive SEC Wells Notice
Coinbase Becomes Second Crypto Firm to Receive SEC Wells Notice
March 22, 2023  |  Cryptocurrency

Popular U.S.-based crypto exchange Coinbase may soon find itself in hot water with federal regulators. The company’s CEO, Brian Armstrong, announced on Twitter Wednesday (March...

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